
Shamans have long acted on the
principle that humans are part of
the totality of nature, related to
all other biological forms, and not
superior to them. This "pagan"
principle was one of the many
reasons that European shamans were
persecuted by the Inquisition and
that indigenous shamans elsewhere
were likewise condemned by Western
missionaries who considered such a
view as contrary to the Biblical
account of the origin of man and
woman. Indeed, it was not really
until Darwin's The Origin of
Species 1 and The Descent of
Man 2 that Westerners began,
often reluctantly, to return to a
general recognition of humankind's
kinship to all other life forms. In
other words, the West, through
science, finally adopted a position
for which it had long persecuted and
ridiculed shamans.
Another basic implicit principle in
shamanism is that there are two
realities and that the perception of
each depends upon one's state of
consciousness. Therefore, those in
the "ordinary state of
consciousness" (OSC) perceive only
"ordinary reality" (OR). Those in
the "shamanic state of
consciousness" (SSC) are able to
enter into and perceive "nonordinary
reality" (NOR). These are both
called realities because each is
empirically encountered. Each is
recognized to have its own forms of
knowledge and relevance to human
existence. 3
NOR is not a consensual reality, and
indeed if it were, shamanic
practitioners would have no
function, for it is their
responsibility to alter their state
of consciousness and perceive
successfully what others do not. One
of the distinguishing
characteristics of the shamanic
practitioner is the ability to move
back and forth at will between these
realities with discipline and
purpose in order to heal and help
others.
A corollary principle is that the
individual forms encountered in
nonordinary reality are themselves
real. These are called "spirits,"
and are considered real by shamanic
practitioners because they interact
with them first-hand. This
interaction involves direct
perception with all the senses. In
other words, for the shamanic
practitioner, the existence of
spirits is not a belief or
hypothesis, but an empirical fact
(see also Turner.4 In NOR, shamanic
practitioners routinely see, touch,
smell, and hear spirits; for they
find them as real as fellow humans
they interact with in OR. As they
work, individual practitioners
discover which of the encountered
entities are personal helping, or
tutelary spirits, which often
provide miraculous help in healing
and divination.
Another characteristic shamanic
principle is that living members of
all species, including humans, have
souls, or lifelong personal spirits.
I am defining the soul as the
spiritual essence of the individual
required for that individual to be
alive. Thus it is present from
conception or birth until death,
although the degree to which it is
present may vary. Upon death, the
soul continues to exist, as it did
before birth, but the length of time
it does so as an identifiable entity
varies. For shamanic practitioners,
souls are identifiable entities
because they encounter them directly
in nonordinary reality, as they do
other spirits.
The shamanic position regarding the
reality of spirits has long been
unacceptable in Western science.
Although one spirit, God, may be
occasionally invoked, as Einstein
often did, "spirits" or "souls" are
otherwise anathema and not
acceptable as part of the paradigm.
This attitude has its historical
origins in the attacks by the Church
on such pioneering scientists as
Galileo and Copernicus during the
Renaissance and Reformation. In
reaction, during the "Age of
Enlightenment" Western science and
medicine decreed that souls and
spirits did not exist and were
therefore not relevant to scientific
study and medical practice. While
this position is quite
understandable historically, its
perpetuation today limits the
parameters of science by decreeing a
priori that certain phenomena cannot
have existence.
The result of this unfortunate
situation is that advancement in
Western knowledge is being limited
by a truncated science whose
Achilles heel is that it is partly
founded upon an unproven belief: the
belief that spirits, including
souls, cannot exist. In actual fact,
of course, science has never
disproven the theory of the
existence of spirits. And disproof
of theory, or falsification, is a
cornerstone of scientific method
(cf. Popper 5). As long as the
theory of the existence of spirits
is not falsified, it cannot
logically be ignored by science. In
other words, the position of science
on this matter is quite unscientific
and, ironically, a matter of faith.
By default, experimental research on
the existence and properties of
spirits has been largely left to
shamans. Over many millennia in
thousands of different cultures,
independently on five: different
continents, they conducted countless
healing experiments with their
clients, often in life and death
situations, with results that have
consistently supported the theory of
the reality of spirits. For this
reason, the fundamentals of
indigenous shamanic practice are
remarkably consistent throughout the
world.
My own personal first-hand study of
spirits began in 1961. Then, and
subsequently in 1964 and 1973, I was
trained by shamans in two different
Upper Amazonian Indian tribes and
also engaged in extensive research
on shamanism worldwide in order to
discover its underlying
cross-cultural principles and
practices. These fundamentals I
named "core shamanism."
In addition to my own practice of
shamanism and shamanic healing, in
the early 1970s I began teaching
other Westerners core shamanism for
practical application in their lives
and the lives of others. During
approximately the last decade, I
have been assisted in this
educational endeavor by colleagues
of the International Faculty of the
Foundation for Shamanic Studies, a
nonprofit organization founded to
study, restore, and teach shamanism
and shamanic healing worldwide.
The teaching and use of the basic
principles and practices of core
shamanism have encouraged a rapid
revival of shamanic healing
practices in the West and elsewhere.
By not imitating any specific
cultural tradition, but" rather by
training in underlying
cross-cultural principles, core
shamanism is especially suited for
utilization by Westerner who desire
a relatively culture-free system
that they can adopt and integrate
into their contemporary lives. Today
core shamanism is the dominant mode
of practice of shamanism in most of
the West.
A small introduction to some of the
principles and practices of core
shamanism may be found in my book:
The Way of the Shaman. 6 However,
the most important practical
teaching in both core and indigenous
shamanism is not to be found in
published literature. Rather, it is
the result of person- to- person
experientially based instruction, by
example, by direct communication
from the spirits, and through
personal experimentation and
practice. Furthermore, much of this
experiential learning is ineffable
and thus has not been communicable
to non-participating Western
observers and interviewers.
The development of core shamanism
has been based on a combination of
cross-cultural fieldwork and
research, on continual
experimentation with ancient
shamanic techniques for healing,
divination, and other practices, and
the practice of those methods with
clients. Time and time again, we
have found that the existence of
spirits is a consistent parsimonious
explanation of our successes in the
use of shamanic methods.
To assist others who may wish to
pursue shamanic research, I now wish
to outline briefly the research
strategy that I have evolved over
the last thirty-eight years of
personal shamanic practice,
research, and teaching. This
strategy is not just mine
personally, but that of the
Foundation for Shamanic Studies as
well.
Fundamental to this strategy is
respect for the accumulated
spiritual knowledge of shamanic
cultures. Thus, indigenous people
are viewed as teachers, not as
objects. If what they teach seems
strange or incomprehensible, we view
that as our problem, not theirs, and
as evidence of our need to learn
more in their terms. No matter how
impossible may seem their statements
or claims at first glance, our
starting presumption is that they
know what they are talking about.
Their views are not to be reduced by
the premature application of
existing Western explanatory
paradigms. To put it baldly, they
are innocent until proven guilty,
and generally we have found that we
are guilty if they are not proven
innocent.
First- hand experiential knowledge
is actively sought wherever and
whenever in order to gain greater
understanding of shamanism and
shamanic healing. Thus, another
basic aspect of my strategy is
serious participant observation, or
"radical participation" in
contemporary anthropological terms,
for it is not enough simply to be a
spectator and interviewer. Early
exemplars of radical participation,
before that term was used, include
ethnologists Frank Cushing (who
participated in the spiritual
practices of the Zuni) and James
Mooney (who participated in the
Plains Ghost Dance and also helped
found the Native American Church).
They went beyond the traditional
bounds of participant observation as
usually practiced in anthropological
fieldwork, entering domains beyond
the ordinary everyday tasks of the
peoples with whom they studied.
Comparative study of ethnographic
reports is also a very important
part of the strategy to discover
regularities of practice, which lead
to outcomes, which, by prevailing
Western scientific standards, would
be considered impossible. These can
involve shamanic journeying to other
worlds, dismemberments, possession
and de-possession, communication
with the dead, mediumship, detailed
successful divination work for total
strangers, and miraculous healings.
Next in the strategy is the
experimental employment of the
practices to determine if they are
replicable. The replication of
results depends upon the discovery,
through such experimentation, of the
underlying principles in operation.
One of these is that there are
compassionate tutelary (helping)
spirits available to assist the
shamanic practitioner in relieving
suffering, pain, and spiritual
ignorance. Application of these
principles makes possible the
replication of results by others.
In this experimental strategy, both
induction and deduction play an
interdependent role, with induction
particularly important in early
stages of lines of research. As
progress is made, deductive
principles are discovered and
subsequently employed to provide
predictable results. When these
principles, including that of the
reality of spirits, are employed,
the results are so replicable that
it is possible to teach
experimentally oriented experiential
training courses to large numbers of
students with predictably reliable
outcomes for their own experiments.
To say it another way, the
Foundation for Shamanic Studies is a
laboratory of shamanism pioneering a
science of spirits, and its students
learn to employ their knowledge of
the spirits for successful results
in their personal shamanic practice.
Using core shamanic principles,
including the principle of the
existence of spirits, advanced
students, with the assistance of
their helping spirits, are able to
perform not only surprising acts of
healing, but also to perform such
classic public shamanic feats as the
bound shaman or "shaking tent"
ritual known in one form or another
in such areas as native North
America and the Arctic. If they had
only been spectators, there would
have remained in their minds the
usual questions of possible fakery.
But by actually participating as
practitioners, they know first-hand
that fakery is not involved, such as
when they are tightly bound by
ropes, and the ropes suddenly fall
away. 7
Such phenomena can be explained
according to the scientific
principle of parsimony; and that
parsimonious explanation is simply
that the spirits are real. This is
not to suggest that one should avoid
seeking non-spiritual explanations
of shamanic phenomena. So far,
however, no non-spiritual
explanations of genuinely puzzling
shamanic phenomena have proven as
effective as the principle of the
reality of spirits, which is not
surprising, since it has been tested
and supported cross-culturally in
shamanic contexts for thousands of
years. That the people who tested it
were typically non-literate and did
not wear white laboratory smocks
does not make their experiments with
their patients and clients, often in
life and death situations, any less
deserving of respect.
It is not my purpose here to attempt
to persuade anyone of these views
simply through words; that is, to
cause the reader to have faith that
I am right. Such ordinary reality
persuasion is not the strategy of
shamanism and shamanic learning.
Shamanism is a path of knowledge,
not of faith; and that knowledge
cannot come from me or anyone else
in this reality. To acquire that
knowledge, including the knowledge
of the reality of the spirits, it is
necessary to step through the
shaman's doorway and acquire
empirical evidence.
The way is open, and the first step
through it only requires, as it
would for a true scientist, honest
curiosity, an open mind, and some
courage. Once you pass through the
doorway, preconceptions are replaced
by first-hand experience, and you
can test for your- self the validity
of the principle of the reality of
spirits. One small warning, however,
to those who are new to the
practice: you and your view of
reality will never be the same
again, for passing through that
doorway will be the beginning of a
major paradigm shift, not only for
you, but eventually for the
parameters of science, and science
will no longer be truncated by a
major ethnocentric and cognicentric
a priori assumption of what is
impossible.
*An earlier version of this article
was presented at the Annual Meeting
of the American Anthropological
Association, December 4, 1998, in
Philadelphia.
NOTES
I. Darwin 1958. 2. Darwin 1871.
3. Harner 1990: xix-xxii; 21-22.
4. Turner 1992: 15.
5. Popper 1959: 63. 68-69.
6. Harner 1990
7. Harner n.d.
REFERENCES CITED
Darwin, Charles
1871 The Descent of Man and
Selection in Relation to Sex. New
York: D.
Appleton.
1958 The Origin of the Species. New
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Orlg. 1859.
Harner, Michael
1990 The Way of the Shaman. 3rd
Edition. San Francisco: Harper &
Row. Orlg. 1980.
n.d. Unpublished participatory,
experimental, and case data.
Popper, Karl R.
1959 The Logic of Scientific
Discovery. New York: Harper & Row.
Orlg. 1934.
Turner, Edith
1992 “The Reality of Spirits."
Revision 15.